Ivan Asen I

Ivan Asen I, also known as Asen I or John Asen I (Template:Langx; died in 1196), was emperor or tsar of Bulgaria from 1187/1188 to 1196 as co-ruler with his elder brother, Peter II. Hailing from the Byzantine theme of Paristrion, his exact place and date of birth are unknown. Most contemporaneous chronicles describe Asen and his brothers, Theodor (Peter) and Kaloyan, as Vlachs but they were probably of mixed Bulgarian, Cuman and Vlach ancestry.

In 1185, Asen and Theodor went to see the Byzantine Emperor Isaac II Angelos in Thrace to demand an estate in the Balkan Mountains. After the Emperor refused and humiliated them, the brothers persuaded their Bulgarian and Vlach compatriots to rise up against the Byzantine Empire. Before the end of the year, Theodor was crowned Emperor of Bulgaria, taking the name Peter. After Isaac II defeated them in early 1186, Asen and Peter fled north over the Danube but returned in the autumn, accompanied by Cuman reinforcements. They captured Paristrion and began pillaging the nearby Byzantine territories.

Asen became his brother's co-ruler in 1187 or 1188. They divided their realm around 1192, with Asen receiving Tarnovo and its region. Asen made a series of raids against Byzantine territories and expanded his rule over the lands along the Struma River in the early 1190s. A boyar, Ivanko, stabbed him to death in 1196.

Early life

The careers of Asen and his brother, Theodor, suggest they were descended from a prominent family, according to historian Alicia Simpson.Template:Sfn Historian Alexandru Madgearu says their father was most probably a wealthy man who owned herds in the Balkan Mountains.Template:Sfn Asen's birth date is unknown.Template:Sfn

The Synodikon of Tsar Boril calls him "Ioan Asen Belgun".Template:SfnTemplate:Sfn One of the Lives of Ivan of Rila confirms that Ivan (or Ioan) was his baptismal name.Template:Sfn His other two names are of Turkic origin: Asen came from a Turkic word meaning "sound, safe, healthy", Belgun from a word for "wise".Template:Sfn The ethnic background of Asen and his brothers is still a source of controversy among historians.Template:Sfn Chronicles written in the late 12th and early 13th centuries unanimously described them as VlachsTemplate:Sfn (predecessors of modern Romanians).Template:SfnTemplate:Sfn Their close relationship with the Cumans, and the Turkic etymology of Asan's names, implies they were of Cuman or Pecheneg stock.Template:SfnTemplate:Sfn According to a scholarly theory, the multiethnic character of their homeland, the Byzantine theme (or district) of Paristrion, makes it probable that Bulgarians, Vlachs and Cumans were among their ancestors.Template:Sfn

Robert of Clari, author of a chronicle of the early history of the Latin Empire of Constantinople,Template:Sfn stated that Asen (whom Clari confused with his younger brother, Kaloyan) had "once [been] a sergeant of the emperor, having charge of one of the emperor's horse farms". He noted that Asen was obliged to send sixty to one hundred horses to the imperial army at the Emperor's order.Template:SfnTemplate:Sfn According to Simpson, Clari's report may only show that Asen was not a landowner, but a pastoralist.Template:Sfn

In the autumn of 1185, the Byzantine Emperor Isaac II Angelos encamped at Kypsela in Thrace (now İpsala in Turkey) during his campaign against the Normans of Sicily, who had invaded the Byzantine Empire.Template:SfnTemplate:Sfn Theodor and Asen came to the camp to meet with the Emperor.Template:Sfn Byzantine historian Niketas Choniates suggests they came only to provide grounds for their uprising.Template:Sfn Clari says, Asen, as the manager of an imperial horse farm, was to come to the imperial court "once a year".Template:Sfn

Theodor and Asen requested a grant from the Emperor, but its nature is uncertain.Template:SfnTemplate:Sfn The words of Choniates, who recorded the events, suggest they applied for a pronoia (revenues of an imperial estate).Template:SfnTemplate:Sfn On the other hand, a pronoia of little value was seldom granted personally by the monarch. This implies the brothers demanded something more, such as the governorship of a district,Template:Sfn or the administration of a semi-independent territory, according to modern scholarly theories.Template:Sfn The Emperor rebuffed the brothers' request, but they dared to argue with his decision.Template:SfnTemplate:Sfn Asen, whom Choniates characterized as the "more insolent and savage of the two", was especially impertinent and was "struck across the face and rebuked for impudence" at the command of Isaac II's uncle, John Doukas.Template:SfnTemplate:Sfn They were not detained and could leave the Emperor's camp.Template:Sfn

Uprising

Beginnings

File:Byzantine themes in the Balkans.png

The Byzantine themes (or districts) of Bulgaria and Paristrion

A special tax, levied to finance the Emperor's marriage to Margaret of Hungary had brought the Bulgarian and Vlach population to the edge of an uprising before the public humiliation of Asen and his brother at the imperial camp.Template:SfnTemplate:Sfn In spite of the general discontent, the brothers were initially unable to stir up a rebellion, because their compatriots did not believe they had any chance against the imperial troops.Template:Sfn Theodor and Asen took advantage of the sack of Thessalonica by the Normans, during which icons of Demetrius of Thessalonica, the patron saint of the town, were taken to Bulgaria.Template:Sfn They built a "house of prayer" and summoned Bulgarian and Vlach shamans to the site.Template:SfnTemplate:Sfn The brothers instructed these "demoniacs", as Choniates called them, to declare before the mob that God "had consented to their freedom" and Saint Demetrius would "come over to them" from Thessalonica "to be their helper and assistant" against the Byzantines.Template:SfnTemplate:Sfn

Theodor was crowned and assumed the name Peter, thus adopting the name of a 10th-century tsar (or emperor) of Bulgaria.Template:SfnTemplate:Sfn The coronation and Theodor's new name are evidence the brothers wanted to demonstrate from the beginning they had established a state which was the political successor of the First Bulgarian Empire.Template:Sfn They laid siege to Preslav, the old capital of the Bulgarian Empire but could not capture it.Template:SfnTemplate:Sfn During the first months of 1186, the brothers made plundering raids against Thrace, seizing captives and cattle.Template:SfnTemplate:Sfn Isaac II led a counteroffensive against the rebels in person, but they resisted the invaders hiding in "inaccessible places" in the mountains.Template:Sfn It was only the solar eclipse of 21 April 1186 that enabled the imperial troops to mount an unexpected attack and defeat the rioters.Template:Sfn Peter and Asen fled from their homeland and crossed the Lower Danube, seeking military assistance from the Cumans.Template:Sfn

Isaac II thought his victory was decisive and returned to Constantinople without securing the defense of Paristrion.Template:Sfn Peter and Asen made an alliance with some Cuman chieftains who helped them to return to the Byzantine Empire in the autumn.Template:SfnTemplate:SfnTemplate:Sfn Choniates wrote contradictory reports about the negotiations between the brothers and the Cumans.Template:Sfn In a formal speech, he attributed the alliance to Peter's efforts; in his chronicle, he emphasized Asen's role.Template:Sfn Shortly after their return, the brothers took control of Paristrion and launched a plundering expedition against Thrace.Template:Sfn Asen's military tactics—the application of sudden raids and quick withdrawals—prevented the imperial troops from making successful counterattacks.Template:Sfn Choniates emphasized the brothers were not simply content to seize Paristrion but had decided to "unite the political power of Paristrion and Bulgaria into one empire as of old", referring to their attempt to restore the First Bulgarian Empire.Template:Sfn

Co-ruler

File:Second Bulgarian Empire (1185-1196).png

Second Bulgarian Empire from 1185 to 1196, according to a Bulgarian historical atlas. The theory that Bulgaria included Oltenia and Muntenia, as it is presented on the map, is not universally accepted by historians.Template:Sfn

Seals bearing the inscription Ivan "basileus" (or emperor) of the Bulgarians were found in Constantinople and other places.Template:Sfn According to George Akropolites, "Asen ruled over the Bulgarian race as emperor for nine years" before he died in 1196. This suggests Asen became his brother's co-ruler in 1187 or 1188.Template:SfnTemplate:Sfn The Byzantines launched a series of unsuccessful campaigns against the rebellious Bulgarians and Vlachs, but they could not prevent Peter and Asen from securing their rule in Paristrion.Template:Sfn Isaac II personally led his troops against the brothers' realm and laid siege to Lovech in the spring of 1188.Template:Sfn Although he could not occupy the fortress, the Byzantines captured Asen's wife, Helen, and his younger brother, Kaloyan.Template:SfnTemplate:Sfn He was held hostage in Constantinople for years.Template:Sfn

The arrival of the crusader army of the Holy Roman Emperor, Frederick Barbarossa, in the Balkan Peninsula in July 1189 enabled Peter and Asen to occupy new territories of the Byzantine Empire.Template:SfnTemplate:Sfn One of the chronicles of Barbarossa's crusade, The History of the Expedition of the Emperor Frederick, explicitly mentions that they seized "the region where the Danube flows into the sea" (present-day Dobruja) and parts of Thrace.Template:Sfn When writing of the negotiations between Barbarossa and the brothers' envoys during the march of the crusaders across the Balkans, primary sources mention only Peter, suggesting he was regarded as the senior ruler of Bulgaria.Template:Sfn The crusaders left the Balkans for Asia Minor in March 1190.Template:Sfn

Shortly after the crusaders' departure, Isaac II Angelos moved into the lands under the rule of Peter and Asen.Template:SfnTemplate:Sfn He could not defeat the Vlachs and Bulgarians, because they avoided a pitched battle, forcing the Emperor to start to retreat.Template:Sfn The imperial army was ambushed and defeated at a mountain pass.Template:Sfn The victorious Vlachs and Bulgarians, along with their Cuman allies, launched new raids against Thrace, pillaging Anchialus and other towns.Template:Sfn Isaac II defeated the Cumans near Adrianople in April 1191.Template:Sfn Thereafter his cousin, Constantine Angelos Doukas, routed Peter and Asen's troops in a series of battles.Template:Sfn

A eulogy delivered in praise of Isaac II in 1193 referred to Asen as a "reckless and obdurate rebel", surrounded by "imperial traps", while describing Peter as a "stumbling block" and an "adverse wind" to his brother.Template:SfnTemplate:Sfn The speech shows, Byzantine intrigues stirred up a conflict between the brothers in 1192.Template:Sfn Madgearu says, Peter was allegedly willing to make peace with the Byzantines, but Asen wanted to continue the war.Template:Sfn Akropolites knew that Peter moved from Tarnovo to Preslav at an unspecified date, a region known as "Peter's land" even in the 13th century.Template:Sfn Historians MadgearuTemplate:Sfn and Paul StephensonTemplate:Sfn agree, the sources provide evidence the brothers divided their realm around 1192, with Asen retaining Tarnovo and its region.

After Constantine Angelos Doukas was blinded during the rebellion against Isaac II, the Vlachs and the Bulgarians resumed their attacks against the Byzantine Empire.Template:SfnTemplate:Sfn The Emperor dispatched Alexios Gidos and Basil Vatatzes to wage war against the invaders, but their united armies were almost annihilated in the Battle of Arcadiopolis.Template:Sfn Peter and Asen conquered new territories in Thrace, including Philippopolis.Template:Sfn

Isaac II decided to launch a new campaign to recover Thrace himself.Template:Sfn While he was mustering his troops at Kypsela, his brother, Alexios, captured and blinded him on 8 April 1195.Template:Sfn Alexios III sent envoys to Peter and Asen, proposing to make peace with them.Template:Sfn The brothers refused the new emperor's proposal.Template:Sfn Asen moved into Byzantine territory and defeated Alexios Aspietes.Template:Sfn He captured the Byzantine fortresses along the River Struma leaving Vlach and Bulgarian troops to garrison them.Template:SfnTemplate:Sfn

A new Byzantine army, under the command of the Emperor's son-in-law, Isaac Komnenos, launched a counterinvasion.Template:SfnTemplate:Sfn Asen's Vlach, Bulgarian and Cuman troops surrounded the invaders and defeated them near Serres.Template:Sfn Komnenos was captured by a Cuman warrior who secretly tried to hold him to ask for a huge ransom from the Emperor. When Asen was informed of Komnenos's capture, he ordered the Cuman to hand over his captive.Template:Sfn

Death

File:Ловеч - panoramio (16).jpg

Statue of Ivan Asen I in Lovech

A boyar Ivanko stabbed Asen in 1196, but the motive for this act is uncertain.Template:Sfn Choniates, who narrated the events, recorded two versions.Template:Sfn According to one account, the captive Isaac Komnenos persuaded Ivanko to kill the Tsar, promising to give his daughter in marriage to him.Template:Sfn The second version claims, Ivanko had "clandestine sexual relations with the sister of Asen's wife", but their affair was revealed to Asen.Template:SfnTemplate:Sfn He decided to have his sister-in-law executed for the illicit love affair which insulted his family, but his wife persuaded him to punish Ivanko instead of her sister.Template:Sfn Asen ordered Ivanko to come to his tent late at night. Ivanko who had been informed about the tsar's decision came with a sword hidden under his garments.Template:SfnTemplate:Sfn He killed Asen during the meeting.Template:Sfn

Choniates stated, Ivanko wanted to rule "more justly and equitably" than Asen who had "governed everything by the sword".Template:Sfn Stephenson concludes, Choniates' words show that Asen had introduced a "reign of terror", intimidating his subjects with the assistance of Cuman mercenaries.Template:Sfn Vásáry, however, says the Byzantines encouraged Ivanko to kill Asen.Template:Sfn Ivanko attempted to assume control in Tarnovo with Byzantine support, but Peter forced him to flee to the Byzantine Empire.Template:Sfn Peter charged Kaloyan with the governing of Asen's realm.Template:Sfn

Family

Asen fathered at least two sons, Ivan Asen and Alexander.Template:Sfn Ivan Asen, who was born around 1193, became the emperor of Bulgaria in 1218.Template:Sfn His younger brother, Alexander, bore the title sebastokrator during Ivan Asen II's reign.Template:Sfn

See also

• Asen Peak

Sources

Primary sources

• George Akropolites: The History (Translated with and Introduction and Commentary by Ruth Macrides) [1] (2007). Oxford University Press. Template:ISBN.
• O City of Byzantium, Annals of Niketas Choniatēs (Translated by Harry J. Magoulias) [2] (1984). Wayne State University Press. Template:ISBN.
• The Conquest of Constantinople: Robert of Clari (Translated with introduction and notes by Edgar Holmes McNeal) [3] (1996). Columbia University Press. Template:ISBN.
• "The History of the Expedition of the Emperor Frederick". In The Crusade of Frederick Barbarossa: The History of the Expedition of the Emperor Frederick and Related Texts (Translated by G. A. Loud) [4] (2013). Ashgate Publishing. pp. 33–134. Template:ISBN.