Hartogs's extension theorem

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In the theory of functions of several complex variables, Hartogs's extension theorem is a statement about the singularities of holomorphic functions of several variables. Informally, it states that the support of the singularities of such functions cannot be compact, therefore the singular set of a function of several complex variables must (loosely speaking) 'go off to infinity' in some direction. More precisely, it shows that an isolated singularity is always a removable singularity for any analytic function of n > 1Script error: No such module "Check for unknown parameters". complex variables. A first version of this theorem was proved by Friedrich Hartogs,[1] and as such it is known also as Hartogs's lemma and Hartogs's principle: in earlier Soviet literature,[2] it is also called the Osgood–Brown theorem, acknowledging later work by Arthur Barton Brown and William Fogg Osgood.[3] This property of holomorphic functions of several variables is also called Hartogs's phenomenon: however, the locution "Hartogs's phenomenon" is also used to identify the property of solutions of systems of partial differential or convolution equations satisfying Hartogs-type theorems.[4]

Historical note

The original proof was given by Friedrich Hartogs in 1906, using Cauchy's integral formula for functions of several complex variables.[1] Today, usual proofs rely on either the Bochner–Martinelli–Koppelman formula or the solution of the inhomogeneous Cauchy–Riemann equations with compact support. The latter approach is due to Leon Ehrenpreis who initiated it in the paper Script error: No such module "Footnotes".. Yet another very simple proof of this result was given by Gaetano Fichera in the paper Script error: No such module "Footnotes"., by using his solution of the Dirichlet problem for holomorphic functions of several variables and the related concept of CR-function:[5] later he extended the theorem to a certain class of partial differential operators in the paper Script error: No such module "Footnotes"., and his ideas were later further explored by Giuliano Bratti.[6] Also the Japanese school of the theory of partial differential operators worked much on this topic, with notable contributions by Akira Kaneko.[7] Their approach is to use Ehrenpreis's fundamental principle.

Hartogs's phenomenon

For example, in two variables, consider the interior domain

Hε={z=(z1,z2)Δ2:|z1|<ε  or  1ε<|z2|}

in the two-dimensional polydisk Δ2={z2;|z1|<1,|z2|<1} where 0<ε<1.

Theorem Script error: No such module "Footnotes".: Any holomorphic function f on Hε can be analytically continued to Δ2. Namely, there is a holomorphic function F on Δ2 such that F=f on Hε.

Such a phenomenon is called Hartogs's phenomenon, which lead to the notion of this Hartogs's extension theorem and the domain of holomorphy.

Formal statement and proof

Let Template:Mvar be a holomorphic function on a set G \ KScript error: No such module "Check for unknown parameters"., where Template:Mvar is an open subset of CnScript error: No such module "Check for unknown parameters". (n ≥ 2Script error: No such module "Check for unknown parameters".) and Template:Mvar is a compact subset of Template:Mvar. If the complement G \ KScript error: No such module "Check for unknown parameters". is connected, then Template:Mvar can be extended to a unique holomorphic function Template:Mvar on Template:Mvar.Template:Sfnm

Ehrenpreis' proof is based on the existence of smooth bump functions, unique continuation of holomorphic functions, and the Poincaré lemma — the last in the form that for any smooth and compactly supported differential (0,1)-form Template:Mvar on CnScript error: No such module "Check for unknown parameters". with ω = 0Script error: No such module "Check for unknown parameters"., there exists a smooth and compactly supported function Template:Mvar on CnScript error: No such module "Check for unknown parameters". with η = ωScript error: No such module "Check for unknown parameters".. The crucial assumption n ≥ 2Script error: No such module "Check for unknown parameters". is required for the validity of this Poincaré lemma; if n = 1Script error: No such module "Check for unknown parameters". then it is generally impossible for Template:Mvar to be compactly supported.Template:Sfnm

The ansatz for Template:Mvar is φ fvScript error: No such module "Check for unknown parameters". for smooth functions Template:Mvar and Template:Mvar on Template:Mvar; such an expression is meaningful provided that Template:Mvar is identically equal to zero where Template:Mvar is undefined (namely on Template:Mvar). Furthermore, given any holomorphic function on Template:Mvar which is equal to Template:Mvar on some open set, unique continuation (based on connectedness of G \ KScript error: No such module "Check for unknown parameters".) shows that it is equal to Template:Mvar on all of G \ KScript error: No such module "Check for unknown parameters"..

The holomorphicity of this function is identical to the condition v = f φScript error: No such module "Check for unknown parameters".. For any smooth function Template:Mvar, the differential (0,1)-form f φScript error: No such module "Check for unknown parameters". is Script error: No such module "Check for unknown parameters".-closed. Choosing Template:Mvar to be a smooth function which is identically equal to zero on Template:Mvar and identically equal to one on the complement of some compact subset Template:Mvar of Template:Mvar, this (0,1)-form additionally has compact support, so that the Poincaré lemma identifies an appropriate Template:Mvar of compact support. This defines Template:Mvar as a holomorphic function on Template:Mvar; it only remains to show (following the above comments) that it coincides with Template:Mvar on some open set.

On the set Cn \ LScript error: No such module "Check for unknown parameters"., Template:Mvar is holomorphic since Template:Mvar is identically constant. Since it is zero near infinity, unique continuation applies to show that it is identically zero on some open subset of G \ LScript error: No such module "Check for unknown parameters"..[8] Thus, on this open subset, Template:Mvar equals Template:Mvar and the existence part of Hartog's theorem is proved. Uniqueness is automatic from unique continuation, based on connectedness of Template:Mvar.

Counterexamples in dimension one

The theorem does not hold when n = 1Script error: No such module "Check for unknown parameters".. To see this, it suffices to consider the function f(z) = z−1Script error: No such module "Check for unknown parameters"., which is clearly holomorphic in C \ {0},Script error: No such module "Check for unknown parameters". but cannot be continued as a holomorphic function on the whole of CScript error: No such module "Check for unknown parameters".. Therefore, the Hartogs's phenomenon is an elementary phenomenon that highlights the difference between the theory of functions of one and several complex variables.

Notes

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  1. a b See the original paper of Script error: No such module "Footnotes". and its description in various historical surveys by Script error: No such module "Footnotes"., Script error: No such module "Footnotes". and Script error: No such module "Footnotes".. In particular, in this last reference on p. 132, the Author explicitly writes :-"As it is pointed out in the title of Script error: No such module "Footnotes"., and as the reader shall soon see, the key tool in the proof is the Cauchy integral formula".
  2. See for example Script error: No such module "Footnotes"., which refers the reader to the book of Script error: No such module "Footnotes". for a proof (however, in the former reference it is incorrectly stated that the proof is on page 324).
  3. See Script error: No such module "Footnotes". and Script error: No such module "Footnotes"..
  4. See Script error: No such module "Footnotes". and Script error: No such module "Footnotes". Script error: No such module "Footnotes"..
  5. Fichera's proof as well as his epoch making paper Script error: No such module "Footnotes". seem to have been overlooked by many specialists of the theory of functions of several complex variables: see Script error: No such module "Footnotes". for the correct attribution of many important theorems in this field.
  6. See Script error: No such module "Footnotes". Script error: No such module "Footnotes"..
  7. See his paper Script error: No such module "Footnotes". and the references therein.
  8. Any connected component of Cn \ LScript error: No such module "Check for unknown parameters". must intersect G \ LScript error: No such module "Check for unknown parameters". in a nonempty open set. To see the nonemptiness, connect an arbitrary point Template:Mvar of Cn \ LScript error: No such module "Check for unknown parameters". to some point of Template:Mvar via a line. The intersection of the line with Cn \ LScript error: No such module "Check for unknown parameters". may have many connected components, but the component containing Template:Mvar gives a continuous path from Template:Mvar into G \ LScript error: No such module "Check for unknown parameters"..

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References

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Historical references

Scientific references

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  • Script error: No such module "citation/CS1".. A fundamental paper in the theory of Hartogs's phenomenon. The typographical error in the title is reproduced as it appears in the original version of the paper.
  • Script error: No such module "citation/CS1".. An epoch-making paper in the theory of CR-functions, where the Dirichlet problem for analytic functions of several complex variables is solved for general data. A translation of the title reads as:-"Characterization of the trace, on the boundary of a domain, of an analytic function of several complex variables".
  • Script error: No such module "citation/CS1".. An English translation of the title reads as:-"Hartogs phenomenon for certain linear partial differential operators".
  • Script error: No such module "citation/CS1".. Available at the SEALS Portal Script error: No such module "webarchive"..
  • Script error: No such module "citation/CS1". (see also Template:Catalog lookup link, the cumulative review of several papers by E. Trost). Available at the SEALS Portal Script error: No such module "webarchive"..
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  • Script error: No such module "citation/CS1".. Available at the DigiZeitschriften.
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  • Script error: No such module "citation/CS1"., available at Project Euclid.
  • Script error: No such module "citation/CS1".. Available at the SEALS Portal Script error: No such module "webarchive"..
  • Script error: No such module "citation/CS1"..
  • Script error: No such module "citation/CS1".. An English translation of the title reads as:-"A fundamental property of the domain of holomorphy of an analytic function of one real variable and one complex variable".
  • Script error: No such module "citation/CS1".. Available at the SEALS Portal Script error: No such module "webarchive"..

External links