View source for Genocide Convention

{{Short description|1948 United Nations resolution that legally defined genocide}}
{{Use dmy dates|date=December 2018}}
{{Infobox Treaty
| name = Genocide Convention
| long_name = Convention on the Prevention and Punishment of the Crime of Genocide
| image = 
| image_width = 
| caption = 
| type = 
| date_drafted = 
| date_signed = 9 December 1948
| location_signed = Palais de Chaillot, Paris, France
| date_sealed = 
| date_effective = 12 January 1951
| condition_effective = 
| date_expiration = 
| signatories = 39
| parties = 153 ([[List of parties to the Genocide Convention|complete list]])
| depositor = [[Secretary-General of the United Nations]]
| languages = 
| wikisource = Genocide Convention
}}

The '''Convention on the Prevention and Punishment of the Crime of Genocide''' ('''CPPCG'''), or the '''Genocide Convention''', is an [[International Agreement|international treaty]] that criminalizes [[genocide]] and obligates state parties to pursue the enforcement of its prohibition. It was the first legal instrument to [[Codification (law)|codify]] genocide as a crime and the first [[Human rights treaty bodies|human rights treaty]] unanimously adopted by the [[United Nations General Assembly]] on 9 December 1948, during the [[third session of the United Nations General Assembly]].<ref>{{cite web|url=https://legal.un.org/avl/pdf/ha/cppcg/cppcg_ph_e.pdf |title=Convention on the Prevention and Punishment of the Crime of Genocide|work=United Nations Audiovisual Library of International Law|access-date=2020-01-05}}</ref> The Convention entered into force on 12 January 1951 and has 153 [[Member states of the United Nations|state parties]] {{as of|lc=yes|2025|2}}.<ref name="United Nations Treaty Collection">{{Cite web |title=United Nations Treaty Collection |url=https://treaties.un.org/Pages/ViewDetails.aspx?src=TREATY&mtdsg_no=IV-1&chapter=4&clang=_en |access-date=2024-06-26 |website=treaties.un.org |language=EN}}</ref>

The Genocide Convention was conceived largely in response to [[World War II]], which saw [[List of war crimes#1939–1945: World War II|atrocities]] such as the [[The Holocaust|Holocaust]] that lacked an adequate description or legal definition. Polish-Jewish lawyer [[Raphael Lemkin]], who had coined the term genocide in 1944 to describe [[German-occupied Europe|Nazi policies in occupied Europe]] and the [[Armenian genocide]], campaigned for its recognition as a crime under [[international law]].<ref>Auron, Yair, ''The Banality of Denial'', (Transaction Publishers, 2004), 9.</ref> Lemkin also linked [[colonialism]] with genocide, mentioning colonial genocides outside of Europe in his writings.<ref>{{harvnb|Moses|2008|pp=8–9}}: "Extra-European colonial cases also featured prominently in this projected global history of genocide. In 'Part III: Modern Times,' he wrote the following numbered chapters: (1) Genocide by the Germans against the Native Africans; (3) Belgian Congo; (11) Hereros; (13) Hottentots; (16) Genocide against the American Indians; (25) Latin America; (26) Genocide against the Aztecs; (27) Yucatan; (28) Genocide against the Incas; (29) Genocide against the Maoris of New Zealand; (38) Tasmanians; (40) S.W. Africa; and finally, (41) Natives of Australia ... While Lemkin's linking of genocide and colonialism may surprise those who think that his neologism was modeled after the Holocaust of European Jewry, an investigation of his intellectual development reveals that the concept is the culmination of a long tradition of European legal and political critique of colonization and empire."</ref> In a 1946 resolution, the General Assembly recognized genocide as an [[International criminal law|international crime]] and called for the creation of a binding treaty to prevent and punish its perpetration.<ref>{{Cite web|title=A/RES/96(I) - E - A/RES/96(I) -Desktop|url=https://undocs.org/en/A/RES/96(I)|access-date=2021-06-03|website=undocs.org}}</ref> Subsequent discussions and negotiations among [[Member states of the United Nations|UN member states]] resulted in the CPPCG.

The Convention defines genocide as any of five "acts committed with intent to destroy, in whole or in part, a national, ethnic, racial or religious group." These five acts include killing members of the group, causing them serious bodily or mental harm, imposing living conditions intended to destroy the group, preventing births, and forcibly transferring children out of the group. Victims are targeted because of their real or perceived membership of a group, not randomly.<ref>{{Cite web|title=Genocide Background|url=https://www.un.org/en/genocideprevention/genocide.shtml|access-date=|website=United Nations Office on Genocide Prevention and the Responsibility to Protect}}</ref> The convention further criminalizes "complicity, attempt, or [[incitement to genocide|incitement]] of its commission." Member states are prohibited from engaging in genocide and are obligated to pursue the enforcement of this prohibition. All perpetrators are to be tried regardless of whether they are private individuals, public officials, or political leaders with [[sovereign immunity]].

The CPPCG has influenced law at both the national and international level. Its definition of genocide has been adopted by international and hybrid tribunals, such as the [[Rome Statute of the International Criminal Court|International Criminal Court]], and incorporated into the domestic law of several countries.<ref>{{Cite web|title=United Nations Office on Genocide Prevention and the Responsibility to Protect|url=https://www.un.org/en/genocideprevention/genocide.shtml|access-date=2021-06-03|website=www.un.org}}</ref> Its provisions are widely considered to be reflective of [[customary law]] and therefore binding on all nations whether or not they are parties. The [[International Court of Justice]] (ICJ) has likewise ruled that the principles underlying the Convention represent a [[peremptory norm]] against genocide that no government can [[Derogation|derogate]].<ref>{{Cite web |title=United Nations Office on Genocide Prevention and the Responsibility to Protect |publisher=United Nations |access-date=2023-11-24|url= https://www.un.org/en/genocideprevention/genocide.shtml |quote=The ICJ has also stated that the prohibition of genocide is a peremptory norm of international law (or ius cogens) and consequently, no derogation from it is allowed. }}</ref> The Genocide Convention authorizes the mandatory jurisdiction of the ICJ to adjudicate disputes, leading to international litigation such as the [[Rohingya genocide case]] and the [[Ukraine v. Russian Federation (2022)|litigation over the 2022 Russian invasion of Ukraine]].

==Definition of genocide==
Article 2 of the Convention defines genocide as:
{{blockquote|... any of the following acts committed with [[genocidal intent|intent to destroy]], [[Genocide#"In whole or in part"|in whole or in part]], a national, ethnical, racial or religious group, as such:
:(a) Killing members of the group;
:(b) Causing serious bodily or mental harm to members of the group;
:(c) Deliberately inflicting on the group conditions of life calculated to bring about its physical destruction in whole or in part;
:(d) Imposing measures intended to prevent births within the group;
:(e) Forcibly transferring children of the group to another group.|Convention on the Prevention and Punishment of the Crime of Genocide, Article 2<ref name="Convention-text" />}}

Article 3 defines the crimes that can be punished under the convention:
{{blockquote|
:    (a) Genocide;
:    (b) [[Conspiracy (criminal)|Conspiracy]] to commit genocide;
:    (c) [[Direct and public incitement to commit genocide]];
:    (d) Attempt to commit genocide;
:    (e) [[Complicity in genocide]].|Convention on the Prevention and Punishment of the Crime of Genocide, Article 3<ref name="Convention-text" />}}

The convention was passed to outlaw actions similar to the [[Armenian genocide]] and [[the Holocaust]].<ref>The Armenian Genocide and International Law, Alfred de Zayas – "And yet there are those who claim that the Armenians have no justiciable rights, because the Genocide Convention was only adopted 1948, more than thirty years after the Armenian genocide, and because treaties are not normally applied retroactively. This, of course, is a fallacy, because the Genocide Convention was drafted and adopted precisely in the light of the Armenian genocide and in the light of the Holocaust."</ref>

The first draft of the Convention included political killing. The Convention initially voted to pass the inclusion of political groups into its definition of genocide,<ref>{{cite journal |last1=Van Schaack |first1=Beth |title=The crime of political genocide: Repairing the genocide convention's blind spot |journal=In Genocide and Human Rights |date=2017 |issue=Routledge |pages=145–177 |doi=10.4324/9781351157568-5 |url=https://www.researchgate.net/publication/330175488_The_Crime_of_Political_Genocide_Repairing_the_Genocide_Convention's_Blind_Spot |access-date=2025-03-11}}</ref> but the [[Soviet Union|USSR]]<ref>{{cite book |first1=Robert |last1=Gellately |author1-link=Robert Gellately |first2=Ben |last2=Kiernan |author2-link=Ben Kiernan |title=The Specter of Genocide: Mass Murder in Historical Perspective |publisher=[[Cambridge University Press]] |location=Cambridge, UK |year=2003 |isbn=0-521-52750-3 | pages= [https://archive.org/details/specterofgenocid00robe/page/267 267] |url=https://archive.org/details/specterofgenocid00robe |url-access=registration |quote=where Stalin was presumably anxious to avoid his purges being subjected to genocidal scrutiny.}}</ref> along with some other nations would not accept that actions against groups identified as holding similar political opinions or social status would constitute genocide.<ref>{{cite book |last=Staub |first=Ervin |author-link=Ervin Staub |title=The Roots of Evil: The Origins of Genocide and Other Group Violence |year=1989 |publisher=[[Cambridge University Press]] |location=Cambridge, UK |pages=8 |isbn=0-521-42214-0 |url=https://books.google.com/books?id=29u-vt_KgGEC&q=genocide+political+economic+groups+soviet+union&pg=PA8}}</ref> Member states including Iran, Uruguay, and Egypt motioned to reopen the discussion in the convention.<ref>{{cite book |last1=Kuper |first1=Leo |title=Genocide: Its political use in the Twentieth Century |date=1981 |publisher=Yale University Press |isbn=978-0300031201 |page=29 |url=https://books.google.com/books?hl=en&lr=&id=bddOrSdwsb0C&oi=fnd&pg=PA9&dq=genocide+and+its+political+use+in+the+20th+century&ots=ZVVH-zaFWm&sig=W9u6KGxGg1azDmPAGvVLsXThMu0#v=onepage&q=genocide%20and%20its%20political%20use%20in%20the%2020th%20century&f=false}}</ref>  These groups reasoned that actions regarding political genocide did not meet criteria of genocide based on five arguments:<ref>{{cite journal |last1=Tefferi |first1=Yishak Kassa |title=The Genocide Convention and Protection of Political Groups against the Crime of Genocide |journal=Mekelle University Law Journal |date=2017 |volume=29 |page=38 |url=https://heinonline.org/HOL/Page?collection=journals&handle=hein.journals/mekeulj5&id=36&men_tab=srchresults}}</ref>

:    (a) Political groups are voluntary and therefore not homogenous

:    (b) It would discourage member states from participating in the Convention due to fear of external interference within member states
:    (c) Causes difficulties for member states to enact preventative measures against subversive groups
:    (d) The question of excluding political groups would lead to debates on other groups, including economic and professional groups
:    (e) The Declaration of Human Rights and national governments should protect and enforce the rights of all citizens, so protections from human rights violations should be encompassed within these jurisdictions instead of the UN’s definition of genocide.

Based on these arguments, these stipulations were subsequently removed in a political and diplomatic compromise. However, debate within scholarly realms and activism have noted severe flaws that have resulted from the Convention’s intentional exclusion of political groups as victim groups.

Early drafts also included acts of cultural destruction in the concept of genocide, but these were opposed by former European colonial powers and some settler countries.<ref>{{cite web |last=Luck |first=Edward C. |year=2018 |title=Cultural Genocide and the Protection of Cultural Heritage. J. Paul Getty Trust Occasional Papers in Cultural Heritage Policy Number 2, 2018 |url=https://www.getty.edu/publications/pdfs/CulturalGenocide_Luck.pdf |website=J Paul Getty Trust |page=24 |quote="Current or former colonial powers—Belgium, Denmark, France, Netherlands, and the United Kingdom—opposed the retention of references to cultural genocide in the draft convention. So did settler countries that had displaced indigenous peoples but otherwise were champions of the development of international human rights standards, including the United States, Canada, Sweden, Brazil, New Zealand, and Australia."}}</ref> Such acts, which Lemkin saw as part and parcel of the concept of genocide, have since often been discussed as [[cultural genocide]] (a term also not enshrined in international law). In June 2021, the International Criminal Court issued new guidelines for how cultural destruction, when occurring alongside other recognized acts of genocide, can potentially be corroborating evidence for the intent of the crime of genocide.<ref>{{cite web |author1=International Criminal Court (ICC), Office of the Prosecutor. |title=Policy on Cultural Heritage |url=https://www.icc-cpi.int/itemsDocuments/20210614-otp-policy-cultural-heritage-eng.pdf |website=[[International Criminal Court]] |archive-url= |archive-date=}}</ref>

The Genocide Convention establishes five prohibited acts that, when committed with the requisite intent, amount to genocide. Genocide is not just defined as wide-scale massacre-style killings that are visible and well-documented. International law recognizes a broad range of forms of violence in which the crime of genocide can be enacted.<ref name="Ashraph">{{cite web |first=Sareta |last=Ashraph |url=https://wordpress-537312-2488108.cloudwaysapps.com/temp-uploads/2018/12/Gender-and-Genocide-Whitepaper-FINAL.pdf |title=Beyond Killing: Gender, Genocide, & Obligations Under International Law 3 |website=Global Justice Center 2018 |archive-url=https://web.archive.org/web/20240617004704/https://wordpress-537312-2488108.cloudwaysapps.com/temp-uploads/2018/12/Gender-and-Genocide-Whitepaper-FINAL.pdf |archive-date=17 June 2024}}</ref>

=== Killing members of the group ''Article II(a)'' ===
While mass killing is not necessary for genocide to have been committed, it has been present in almost all [[List of genocides by death toll|recognized genocides]]. In certain instances, men and adolescent boys are singled out for murder in the early stages, such as in the [[Genocide of Yazidis by ISIL|genocide of the Yazidis by Daesh]],{{sfn|OHCHR|2016|loc=paras. [32–41]}} the [[Armenian genocide|Ottoman Turks' attack on the Armenians]],<ref>{{Cite journal |first=Vahakn |last=Dadrian |author-link=Vahakn Dadrian |title=The Secret Young Turk Ittihadist Conference and the Decision for World War I Genocide of the Armenians |journal=[[Holocaust and Genocide Studies]] |volume=7 |issue=2 |page=173, at [164] |date=1994 |doi=10.1093/hgs/7.2.173 |issn=1476-7937}}</ref> and the [[Rohingya genocide|Burmese security forces' attacks on the Rohingya]].<ref>{{cite report |author=[[Amnesty International]] |title='We Will Destroy Everything:' Military Responsibility for Crimes Against Humanity in Rakhine State, Myanmar |date=June 2018}}; {{cite report |author1=Fortify Rights |author2=[[US Holocaust Memorial Museum]] |title='They Tried to Kill Us All' Atrocity Crimes against Rohingya Muslims in Rakhine State, Myanmar |date=November 2017}}</ref> Men and boys are typically subject to "fast" killings, such as by gunshot.<ref>Prosecutor v. Karadžić, Case No. IT-95-5/18-T, Trial Judgment, Int'l Crim. Trib. for the Former Yugoslavia, 24 March 2016</ref> Women and girls are more likely to die slower deaths by slashing, burning, or as a result of sexual violence.<ref>{{cite report |author=[[Human Rights Watch]] |date=1 March 1999 |title=Leave None to Tell the Story: Genocide in Rwanda |page=215 |url=https://www.hrw.org/report/1999/03/01/leave-none-tell-story/genocide-rwanda |archive-url=https://web.archive.org/web/20240518155833/https://www.hrw.org/report/1999/03/01/leave-none-tell-story/genocide-rwanda |archive-date=18 May 2024}}; {{cite report |author=[[Human Rights Watch]] |date=24 September 1996 |title=Shattered Lives: Sexual Violence during the Rwandan Genocide and its Aftermath |page=39 |url=https://www.hrw.org/report/1996/09/24/shattered-lives/sexual-violence-during-rwandan-genocide-and-its-aftermath |archive-url=https://web.archive.org/web/20240513001929/https://www.hrw.org/report/1996/09/24/shattered-lives/sexual-violence-during-rwandan-genocide-and-its-aftermath |archive-date=13 May 2024}}</ref> The jurisprudence of the [[International Criminal Tribunal for Rwanda]] (ICTR), among others, shows that both the initial executions and those that quickly follow other acts of extreme violence, such as [[rape]] and [[torture]], are recognized as falling under the first prohibited act.<ref>Prosecutor v. Semanza, Case No. ICTR-97-20-T, Trial Judgment, para. [320], 15 May 2003; Prosecutor v. Ntagerura, Case No. ICTR-99-46-T, Trial Judgment, para. [664], 24 February 2004,</ref>

A less settled discussion is whether deaths that are further removed from the initial acts of violence can be addressed under this provision of the Genocide Convention. Legal scholars have posited, for example, that deaths resulting from other genocidal acts, including causing serious bodily or mental harm or the successful deliberate infliction of conditions of life calculated to bring about physical destruction, should be considered genocidal killings.<ref name="Ashraph" />

=== Causing serious bodily or mental harm to members of the group ''Article II(b)'' ===
This second prohibited act can encompass a wide range of non-fatal genocidal acts.<ref>{{cite book |quote=Direct Killing is Not the Only Way to Commit Genocide ... '': Causing serious bodily or mental harm to members of the group''...The drafters appreciated that there is more than one way (i.e. killing) to perpetuate genocide. |pages=37–68 (45–46) |first1=Samuel |last1=Totten |first2=Henry |last2=Theriault |chapter=The Complexities Inherent in the UNCG |title=The United Nations Genocide Convention: An Introduction |location=Toronto |publisher=[[University of Toronto Press]] |date=2019 |isbn=978-1487524081}} In practice, this could include deaths from the deliberate infection of Tutsi women with [[HIV/AIDS]] through rape in the [[Rwandan genocide]] or from the abuse and denial of food [[Genocide of Yazidis by ISIL|inflicted by ISIL]] on [[Yazidis|Yazidi]] sex slaves by [[Islamic State of Iraq and the Levant|ISIL]]'s [[Genocide of Yazidis by ISIL#Slave market process|use of sexual slavery]]. To date, neither has been prosecuted as such.</ref> The ICTR and [[International Criminal Tribunal for the former Yugoslavia]] (ICTY) have held that rape and sexual violence may constitute the second prohibited act of genocide by causing both physical and mental harm. In its landmark [[Jean-Paul Akayesu|Akayesu]] decision, the ICTR held that rapes and sexual violence resulted in "physical and psychological destruction".<ref>Prosecutor v. Akayesu, Case No. ICTR-96-4-T, Judgment, 2 September 1998, para. 731.</ref> Sexual violence is a hallmark of genocidal violence, with most genocidal campaigns explicitly or implicitly sanctioning it.<ref name="Ashraph" /> It is estimated that 250,000 to 500,000 women were raped in the three months of the Rwandan genocide, many of whom were subjected to multiple rapes or [[gang rape]].<ref>{{cite journal |first=Stephanie K. |last=Wood |title=A Woman Scorned for the "Least Condemned" War Crime: Precedent and Problems with Prosecuting Rape as a Serious Crime in the International Criminal Tribunal for Rwanda |volume=13 |number=274 |journal=[[Columbia Journal of Gender & Law]] |pages=299–301 |date=2004}}</ref> In Darfur, a systemic campaign of rape and often sexual mutilation was carried out,<ref>{{cite report |publisher=[[Human Rights Watch]] |title=Darfur in Flames: Atrocities in Western Sudan |pages=26–29 |date=2004}}</ref> and in Burma, public mass rapes and gang rapes were inflicted on the Rohingya by Burmese security forces.<ref>{{cite web |first1=Grant |last1=Shubin |first2=Elena |last2=Sarver |first3=Kristin |last3=Smith |title=Discrimination to Destruction: A Legal Analysis of Gender Crimes Against the Rohingya |publisher=[[Global Justice Center]] |date=2018 |url=http://globaljusticecenter.net/blog/20-publications/briefs-and-white-papers/953-discrimination-to-destruction-a-legal-analysis-of-gender-crimes-against-the-rohingya |access-date=28 August 2021 |archive-url= |archive-date=}}</ref> [[Sexual slavery]] was documented in the Armenian genocide by the Ottoman Turks and Daesh's genocide of the Yazidi.{{sfn|OHCHR|2016|loc=paras. 32–41}}

Torture and other cruel, [[inhuman, or degrading treatment]] or punishment, when committed with the requisite intent, are also genocide by causing serious bodily or mental harm to members of the group. The ICTY found that both experiencing a failed execution and watching the murder of one's family members may constitute torture.<ref>Prosecutor v. Karadžić, Case No. IT-95-5/18-T, Trial Judgment, para. [545], Int’l Crim. Trib. for the Former Yugoslavia, 24 March 2016, para. 5664; Patricia Viseur Sellers, "Genocide Gendered: The Srebrenica Cases", The Fifth Annual Katherine B. Fite Lecture, Proceedings of the Ninth International Humanitarian Law Dialogs, 30 Aug. – 1 September 2015.</ref> The [[Independent International Commission of Inquiry on the Syrian Arab Republic|Syrian Commission of Inquiry (COI)]] also found that enslavement, removal of one's children into indoctrination or sexual slavery, and acts of physical and sexual violence rise to the level of torture as well. While it was subject to some debate, the ICTY and later the Syrian COI held that under some circumstances deportation and forcible transfer may also cause serious bodily or mental harm.<ref>Popović, Case No. IT-05-88-T, para. [846]; Tolimir, IT-05-88/2-A, para. [209]; Karadžić, IT-95-5/18-T, para. [545]; {{harvnb|OHCHR|2016|loc=32–41}}</ref>

=== Deliberately inflicting on the group conditions of life calculated to bring about its physical destruction ''Article II(c)'' ===
[[File:"Trail of the hide hunters." Buffalo lying dead in snow, 1872 - NARA - 520094.jpg|thumb|During the [[American Indian Wars|Indian wars]], the U.S. federal government promoted [[American bison|bison]] hunting for various reasons, including as a way of destroying the means of survival of [[Plains Indians]] to pressure them to remain on [[Indian reservation]]s. This has been cited by experts as an example of [[Native American genocide in the United States|genocide]] that involves removing the means of survival.<ref name=Hinton/>]]
The third prohibited act is distinguished from the genocidal act of killing because the deaths are not immediate (or may not even come to pass), but rather create circumstances that do not support prolonged life.<ref name=":0" /> Due to the longer period of time before the actual destruction would be achieved, the ICTR held that courts must consider the duration of time the conditions are imposed as an element of the act.<ref name=":4">''Kayishema and Ruzindana,'' (Trial Chamber), 21 May 1999, para. 548</ref> In the 19th century the United States federal government supported the [[bison hunting|extermination of bison]], which [[Native Americans in the United States|Native American]]s in the [[Great Plains]] relied on as a source of food. This was done for various reasons, primarily to pressure them onto reservations during times of conflict. Some genocide experts describe this as an example of genocide that involves removing the means of survival.<ref name=Hinton>{{Cite book |publisher=[[Duke University Press]] |isbn=9780822376149 |title=Colonial Genocide in Indigenous North America |year=2014 |last1=Hinton |first1=Alexander |last2=Woolford |first2=Andrew |last3=Benvenuto |first3=Jeff |page=292 |quote=}}</ref>

The ICTR provided guidance into what constitutes a violation of the third act. In Akayesu, it identified "subjecting a group of people to a subsistence diet, systematic expulsion from homes and the reduction of essential medical services below minimum requirement"<ref>Prosecutor v. Akayesu, Case No. ICTR-96-4-T, Judgment, 2 September 1998, para. 506.</ref> as rising to genocide. In Kayishema and Ruzindana, it extended the list to include "lack of proper housing, clothing, hygiene and medical care or excessive work or physical exertion" among the conditions.<ref name=":4" /> It further noted that, in addition to deprivation of necessary resources, rape could also fit within this prohibited act.<ref name=":4" /> In August 2023, founding chief prosecutor of the [[International Criminal Court]] (ICC) [[Luis Moreno Ocampo]] published a report presenting evidence that [[Azerbaijan]] was committing genocide against the ethnic Armenians of [[Republic of Artsakh|Artsakh]] [[Nagorno-Karabakh]] under Article II(c) of the Genocide Convention by placing their historic land under a comprehensive [[blockade]], cutting all access to food, medical supplies, electricity, gas, internet, and stopping all movement of people to and from Armenia.<ref>{{cite web |url=https://luismorenoocampo.com/lmo_en/report-armenia/ |title=REPORT ARMENIA – Luis Moreno Ocampo}}</ref>

=== Imposing measures intended to prevent births within the group ''Article II(d)'' ===
{{See also|Compulsory sterilization}}
The fourth prohibited act is aimed at preventing the protected group from regenerating through [[Human reproduction|reproduction]]. It encompasses acts affecting reproduction and intimate relationships, such as [[involuntary sterilization]], [[forced abortion]], the prohibition of marriage, and long-term separation of men and women intended to prevent procreation.<ref name=":0">{{cite web |last=Stanton |first=Gregory H. |title=What is genocide? |url=http://genocidewatch.net/genocide-2/what-is-genocide/ |publisher=[[Genocide Watch]] |author-link=Gregory Stanton |access-date=12 April 2016 |archive-date=15 March 2022 |archive-url=https://web.archive.org/web/20220315170823/http://genocidewatch.net/genocide-2/what-is-genocide/ |url-status=dead}}</ref> Rape has been found to violate the fourth prohibited act on two bases: where the rape was committed with the intent to impregnate a woman and thereby force her to carry a child of another group (in societies where group identity is determined by [[Patrilineality|patrilineal]] identity) and where the person raped subsequently refuses to procreate as a result of the trauma.<ref>Prosecutor v. Akayesu, Case No. ICTR-96-4-T, Judgment, 2 September 1998, para. 507.</ref> Accordingly, it can take into account both physical and mental measures imposed by the perpetrators.

=== Forcibly transferring children of the group to another group ''Article II(e)'' ===
{{See also|Forced assimilation}}
The final prohibited act is the only prohibited act that does not lead to physical or biological destruction, but rather to the destruction of the group as a cultural and social unit.<ref name="Ashraph" /> It occurs when children of the protected group are transferred to the perpetrator group. Boys are typically taken into the group by changing their names to those common of the perpetrator group, converting their religion, and using them for labor or as soldiers.<ref>{{cite book |first=Antonie |last=Holslag |chapter=Exposed Bodies: A Conceptual Approach to Sexual Violence during the Armenian Genocide |title=Genocide and Gender in the Twentieth Century: A Comparative Study |pages=96–97 |publisher=Bloomsbury |date=2015}}</ref> Girls who are transferred are not generally converted to the perpetrator group, but instead treated as [[Chattel Slavery|chattel]], as played out in both the Yazidi and Armenian genocides.<ref name="Ashraph" />

==Parties==
{{Main|List of parties to the Genocide Convention}}
[[File:Genocide Convention Participation.svg|right|300px|thumb| Participation in the Genocide Convention
{{legend|#00aa00|Signed and ratified}}
{{legend|#008000|Acceded or succeeded}}
{{legend|#eeee00|Only signed}}
]]
{{As of|2024|6}}, there are 153 state parties to the Genocide Convention—representing the vast majority of sovereign nations—with the most recent being [[Zambia]] in April 2022; one state, the Dominican Republic, has signed but not ratified the treaty. Forty-four states have neither signed nor ratified the convention.<ref name="United Nations Treaty Collection"/>

Despite its delegates playing a key role in drafting the convention, the United States did not become a party until 1988—a full forty years after it was opened for signature<ref>{{cite journal |last1=Korey |first1=William |date=March 1997 |title=The United States and the Genocide Convention: Leading Advocate and Leading Obstacle |journal=[[Ethics & International Affairs]] |volume=11 |pages=271–290 |doi=10.1111/j.1747-7093.1997.tb00032.x |s2cid=145335690}}</ref>—and did so only with reservations precluding punishment of the country if it were ever accused of genocide.<ref>{{cite journal |last1=Bradley |first1=Curtis A. |last2=Goldsmith |first2=Jack L. |date=2000 |title=Treaties, Human Rights, and Conditional Consent |url=https://dash.harvard.edu/bitstream/handle/1/12956321/Treaties%20Human%20Rights%20and%20Conditional%20Consent.pdf?sequence=1&isAllowed=y |journal=[[University of Pennsylvania Law Review]] |doi=10.2139/SSRN.224298 |s2cid=153350639 |ssrn=224298 |quote=The United States attached a reservation to its ratification of the Genocide Convention, for example, stating that 'before any dispute to which the United States is a party may be submitted to the jurisdiction of the International Court of Justice under [Article IX of the Convention], the specific consent of the United States is required in each case.'}}</ref> These were due to traditional American suspicion of any international authority that could override US law. U.S. ratification of the convention was owed in large part to campaigning by Senator [[William Proxmire]], who addressed the Senate in support of the treaty every day it was in session between 1967 and 1986.<ref>{{Cite web |title=U.S. Senate: William Proxmire and the Genocide Treaty |url=https://www.senate.gov/about/powers-procedures/treaties/proxmire-and-the-genocide-treaty.htm |access-date=2021-06-03 |website=www.senate.gov}}</ref><!-- interesting, if true (Indeed!) -->

===Reservations===

====Immunity from prosecutions====
Several parties conditioned their ratification of the Convention on [[Treaty#Reservations|reservations]] that grant [[immunity from prosecution (international law)|immunity from prosecution]] for genocide without the consent of the national government:<ref>Prevent Genocide International: [http://www.preventgenocide.org/law/convention/reservations/ Declarations and Reservations to the Convention on the Prevention and Punishment of the Crime of Genocide]</ref><ref>United Nations Treaty Collection: [http://treaties.un.org/Pages/ViewDetails.aspx?src=TREATY&mtdsg_no=IV-1&chapter=4&lang=en Convention on the Prevention and Punishment of the Crime of Genocide] {{webarchive|url=https://web.archive.org/web/20121020233944/http://treaties.un.org/Pages/ViewDetails.aspx?src=TREATY&mtdsg_no=IV-1&chapter=4&lang=en|date=20 October 2012}}, STATUS AS AT: 1 October 2011 07:22:22 EDT</ref>
{| class="wikitable"
|+
!Parties making reservations from prosecution
!Note
|-
|{{flagicon|Bahrain}} Bahrain
|
|-
|{{flagicon|Bangladesh}} Bangladesh
|
|-
|{{flagicon|PRC}} China
|
|-
|{{flagicon|India}} India
|
|-
|{{flagicon|Malaysia}} Malaysia 
|Opposed by Netherlands, United Kingdom
|-
|{{flagicon|Morocco}} Morocco
|
|-
|{{flagicon|Myanmar}} Myanmar
|
|-
|{{flagicon|Singapore}} Singapore
|Opposed by Netherlands, United Kingdom
|-
|{{flagicon|UAE}} United Arab Emirates
|
|-
|{{flagicon|USA}} United States of America 
|Opposed by Denmark, Estonia, Finland, Greece, Ireland, Italy, Mexico, Netherlands, Norway, Spain, Sweden, Turkey, and United Kingdom
|-
|{{flagicon|Venezuela}} Venezuela
|
|-
|{{flagicon|Vietnam}} Vietnam 
|Opposed by United Kingdom
|-
|{{flagicon|Yemen}} Yemen 
|Opposed by United Kingdom
|}

====Application to non-self-governing territories====
{{blockquote|Any Contracting Party may at any time, by notification addressed to the Secretary-General of the United Nations, extend the application of the present Convention to all or any of the territories for the conduct of whose foreign relations that Contracting Party is responsible|Convention on the Prevention and Punishment of the Crime of Genocide, Article 12<ref name="Convention-text" />}}

Several countries opposed this article, considering that the convention automatically also should apply to Non-Self-Governing Territories:
*{{flagicon|Albania}} Albania
*{{flagicon|Belarus}} Belarus
*{{flagicon|Bulgaria}} Bulgaria
*{{flagicon|Hungary}} Hungary
*{{flagicon|Mongolia}} Mongolia
*{{flagicon|Myanmar}} Myanmar
*{{flagicon|Poland}} Poland
*{{flagicon|Romania}} Romania
*{{flagicon|Russia}} Russian Federation
*{{flagicon|Ukraine}} Ukraine

The opposition of those countries were in turn opposed by:
*{{flagicon|Australia}} Australia
*{{flagicon|Belgium}} Belgium
*{{flagicon|Brazil}} Brazil
*{{flagicon|Ecuador}} Ecuador
*{{flagicon|PRC}} China
*{{flagicon|Netherlands}} Netherlands
*{{flagicon|Sri Lanka}} Sri Lanka
*{{flagicon|UK}} United Kingdom

(However, exceptionally, Australia did make such a notification at the same time as the ratification of the convention for Australia proper, on 8 July 1949, with the effect that the convention did apply also to all territories under Australian control simultaneously, as the USSR ''et alii'' had demanded. The European colonial powers in general did not then make such notifications.)

== Litigation ==
===United States===
{{Main|We Charge Genocide}}
One of the first accusations of genocide submitted to the UN after the Convention entered into force concerned the treatment of [[African Americans|Black Americans]]. The [[Civil Rights Congress]] drafted a 237-page petition arguing that even after 1945, the United States had been responsible for hundreds of wrongful deaths, both legal and extra-legal, as well as numerous other supposedly genocidal abuses. Leaders from the Black community and left activists [[William L. Patterson|William Patterson]], [[Paul Robeson]], and [[W. E. B. Du Bois]] presented this petition to the UN in December 1951. It was rejected as a misuse of the intent of the treaty.<ref name=Docker>John Docker, "[http://epress.anu.edu.au/apps/bookworm/view/Humanities+Research+Vol+XVI.+No.+2.+2010/5271/docker.xhtml Raphaël Lemkin, creator of the concept of genocide: a world history perspective]", ''Humanities Research'' 16(2), 2010.</ref> Charges under [[We Charge Genocide]] entailed the lynching of more than 10,000 African Americans with an average of more than 100 per year, with the full number being unconfirmed at the time due to unreported murder cases.<ref>{{cite magazine |date=22 December 1951 |title=UN Asked to Act Against Genocide in the United States |url=https://news.google.com/newspapers?id=mdQmAAAAIBAJ&sjid=kgIGAAAAIBAJ&dq=we-charge-genocide&pg=2113%2C3191483 |access-date=18 October 2022 |magazine=The Afro-American}}</ref>

=== Yugoslavia ===
The first state and parties to be found in breach of the Genocide Convention were Serbia and Montenegro and numerous Bosnian Serb leaders. In ''[[Bosnia and Herzegovina v. Serbia and Montenegro]],'' the International Court of Justice presented its judgment on 26 February 2007. It cleared Serbia of direct involvement in [[genocide]] during the Bosnian war. International Tribunal findings have addressed two allegations of genocidal events, including the 1992 ethnic cleansing campaign in municipalities throughout Bosnia, as well as the convictions found in regards to the [[Srebrenica massacre]] of 1995 in which the tribunal found, "Bosnian Serb forces committed genocide, they targeted for extinction, the 40,000 Bosnian Muslims of Srebrenica ... the trial chamber refers to the crimes by their appropriate name, genocide ..." However, individual convictions applicable to the 1992 ethnic cleansings have not been secured. A number of domestic courts and legislatures have found these events to have met the criteria of genocide, and the ICTY found the acts of, and intent to destroy to have been satisfied, the "dolus specialis" still in question and before the MICT, a UN war crimes court,<ref>{{cite web |last1=Chambers, The Hague |title=ICTY convicts Ratko Mladić for genocide, war crimes and crimes against humanity {{!}} International Criminal Tribunal for the former Yugoslavia |url=http://www.icty.org/en/press/icty-convicts-ratko-mladi%C4%87-for-genocide-war-crimes-and-crimes-against-humanity |website=www.icty.org |language=en}}</ref><ref>{{cite news |url=https://www.reuters.com/article/homepageCrisis/idUSL26638724._CH_.2400 |archive-url=https://web.archive.org/web/20070302091728/http://www.reuters.com/article/homepageCrisis/idUSL26638724._CH_.2400 |url-status=dead |archive-date=2 March 2007 |work=[[Reuters]] |title=Serbia cleared of genocide, failed to stop killing |date=26 February 2007 |first=Alexandra |last=Hudson}}</ref> but ruled that [[Belgrade]] did breach international law by failing to prevent the 1995 [[Srebrenica genocide]], and for failing to try or transfer the persons accused of genocide to the [[ICTY]] in order to comply with its obligations under Articles I and VI of the Genocide Convention, in particular in respect of General [[Ratko Mladić]].<ref>{{Cite web |url=http://www.icj-cij.org/docket/index.php?sum=667&code=bhy&p1=3&p2=2&case=91&k=f4&p3=5 |title=ICJ: Summary of the Judgment of 26 February 2007 – Bosnia v. Serbia |website=[[International Court of Justice]] |access-date=19 January 2008 |archive-url=https://web.archive.org/web/20110605012548/http://www.icj-cij.org/docket/index.php?sum=667&code=bhy&p1=3&p2=2&case=91&k=f4&p3=5 |archive-date=5 June 2011 |url-status=dead}}</ref><ref>{{cite news |url=https://www.nytimes.com/2007/02/27/world/europe/27hague.html?ref=world |title=Court Declares Bosnia Killings Were Genocide |work=[[The New York Times]] |date=26 February 2007 |archive-url= |archive-date=}}. A copy of the ICJ judgement can be found [http://www.icj-cij.org/icjwww/idocket/ibhy/ibhyjudgment/ibhy_ijudgment_20070226_frame.htm here] {{webarchive |url=https://web.archive.org/web/20070228134258/http://www.icj-cij.org/icjwww/idocket/ibhy/ibhyjudgment/ibhy_ijudgment_20070226_frame.htm |date=28 February 2007}}</ref>

===Myanmar===
{{main|Rohingya genocide case}}
[[Myanmar]] has been accused of [[Rohingya genocide|genocide against its Rohingya community]] in Rakhine State after around 800,000 Rohingya fled at gunpoint to neighbouring Bangladesh in 2016 and 2017, while their home villages were systematically burned. The International Court of Justice issued its first circular in 2018, asking Myanmar to protect its Rohingya from genocide.<ref>{{Cite web |date=23 January 2020 |title=Top UN court orders Myanmar to protect Rohingya from genocide |url=https://news.un.org/en/story/2020/01/1055841|access-date=20 January 2021 |website=UN News |language=en |archive-url= |archive-date=}}</ref><ref>{{Cite web |date=27 January 2020 |title=Interview: Landmark World Court Order Protects Rohingya from Genocide |url=https://www.hrw.org/news/2020/01/27/interview-landmark-world-court-order-protects-rohingya-genocide |access-date=20 January 2021 |website=[[Human Rights Watch]] |language=en |archive-url= |archive-date=}}</ref><ref>{{Cite news |last=van den Berg |first=Stephanie |last2=Paul |first2=Ruma |date=23 January 2020 |title=World Court orders Myanmar to protect Rohingya from acts of genocide |language=en |work=[[Reuters]] |url=https://www.reuters.com/article/us-myanmar-rohingya-world-court-idUSKBN1ZM00H |access-date=20 January 2021 |archive-url= |archive-date=}}</ref> Myanmar's civilian government was [[2021 Myanmar coup d'état|overthrown by the military]] on 1 February 2021; since the military is widely seen as the main culprit of the genocide, the coup presents a further challenge to the ICJ.

=== Russia ===
{{main|Ukraine v. Russian Federation (2022)}}

==== Russian accusations of genocide by Ukraine ====
{{Main|Accusations of genocide in Donbas}}
In February 2022, [[Russian invasion of Ukraine|Russia invaded Ukraine]], claiming that it acted, among other reasons, in order to protect [[Russian language in Ukraine|Russian-speaking Ukrainians]] from genocide. This unfounded and false Russian charge has been widely condemned and has been called by genocide experts '[[accusation in a mirror]]', a powerful, historically recurring, form of incitement to genocide.<ref name="newlinesinstitute" />

==== Russian atrocities in Ukraine ====
{{Main|Allegations of genocide of Ukrainians in the Russian invasion of Ukraine}}
Russian forces committed numerous atrocities and war crimes in Ukraine, including all five of the potentially genocidal acts listed in the Genocide Convention. [[Canada]], [[Czech Republic|Czechia]], [[Estonia]], [[Republic of Ireland|Ireland]], [[Latvia]], [[Lithuania]], [[Poland]], and [[Ukraine]] have accused Russia of genocide. In April 2022 Genocide Watch issued a genocide alert for Ukraine.<ref>{{Cite web |date=April 13, 2022 |title=Genocide Emergency Update: Ukraine |url=https://www.genocidewatch.com/single-post/genocide-emergency-update-ukraine |website=Genocide Watch}}</ref><ref>{{Cite web |date=September 4, 2022 |title=Genocide Emergency: Ukraine |url=https://www.genocidewatch.com/single-post/country-report-ukraine-1 |website=Genocide Watch}}</ref> A May 2022 report by 35 legal and genocide experts concluded that Russia has violated the Genocide Convention by the direct and public incitement to commit genocide, and that a pattern of Russian atrocities implies the intent to destroy the Ukrainian national group, and the consequent serious risk of genocide triggers the obligation to prevent it on signatory states.<ref>{{Cite news |date=27 May 2022  |title=Russia is guilty of inciting genocide in Ukraine, expert report concludes |url=https://www.theguardian.com/world/2022/may/27/russia-guilty-inciting-genocide-ukraine-expert-report |access-date=24 December 2022 |work=[[The Guardian]] |language=en |archive-url= |archive-date=}}</ref><ref name="newlinesinstitute">{{cite web |date=27 May 2022 |title=Independent Legal Analysis of the Russian Federation's Breaches of the Genocide Convention in Ukraine and the Duty to Prevent |url=https://newlinesinstitute.org/wp-content/uploads/English-Report.pdf |url-status=live |archive-url=https://web.archive.org/web/20220616080955/https://newlinesinstitute.org/wp-content/uploads/English-Report.pdf |archive-date=16 June 2022 |access-date=22 July 2022 |work=New Lines Institute for Strategy and Policy; Raoul Wallenberg Centre for Human Rights}}</ref>

===Israel===
{{Main|Gaza genocide|South Africa's genocide case against Israel}}

In December 2023 [[South Africa]] formally accused [[Israel]] of violating the Genocide Convention, filing the case ''[[South Africa v. Israel (Genocide Convention)]]'', due to Israel's actions during the [[Gaza war]]. In addition to starting the litigation process, South Africa also asked the International Court of Justice to demand that Israel cease its military operations in the [[Gaza Strip]] as a provisional measure.<ref>{{cite news |last1=Corder |first1=Mike |title=South Africa launches case at top UN court accusing Israel of genocide in Gaza |url=https://apnews.com/article/south-africa-israel-un-court-palestinians-genocide-ffe672c4eb3e14a30128542eaa537b21 |work=[[AP News]] |access-date=2 January 2024 |language=en |date=29 December 2023 |archive-url= |archive-date=}}</ref><ref>{{cite web |title=APPLICATION INSTITUTING PROCEEDINGS |url=https://www.icj-cij.org/sites/default/files/case-related/192/192-20231228-app-01-00-en.pdf |website=[[International Court of Justice]] |access-date=2 January 2024 |archive-url= |archive-date=}}</ref>

== See also ==
* [[List of parties to the Genocide Convention]]
* [[States parties to the Rome Statute of the International Criminal Court]]
* [[Rome Statute]]
* [[List of genocides]]
* [[Outline of genocide studies]]

==References==
{{reflist|refs=

<ref name="Convention-text">{{cite web |title=Convention on the Prevention and Punishment of the Crime of Genocide |website=[[Office of the United Nations High Commissioner for Human Rights|OHCHR]] |date=9 December 1948 |url=https://www.ohchr.org/en/instruments-mechanisms/instruments/convention-prevention-and-punishment-crime-genocide |access-date=18 April 2022 |archive-url=https://web.archive.org/web/20220413091325/https://www.ohchr.org/en/instruments-mechanisms/instruments/convention-prevention-and-punishment-crime-genocide |archive-date=13 April 2022 |url-status=live}}</ref>

}}

=== Works cited ===
{{refbegin}}
* {{cite book |last1=Moses |first1=A. Dirk |author-link1=A. Dirk Moses |chapter=Empire, Colony, Genocide: Keywords and the Philosophy of History |pages=3–54 |editor-last1=Moses | editor-first1=A. Dirk |title=Empire, Colony, Genocide: Conquest, Occupation, and Subaltern Resistance in World History |publisher=Berghahn Books |year=2008 |isbn=978-1-84545-452-4 | url=https://books.google.com/books?id=RBgoNN4MG-YC}}
* {{cite report |author=[[UN Office of the High Commissioner for Human Rights]] |title=They Came to Destroy: ISIS Crimes Against the Yazidis |date=15 June 2016 |work=U.N. Doc. A/HRC/32/CRP.2 |ref={{harvid|OHCHR|2016}} }}
{{refend}}

== Further reading ==
{{Main|Bibliography of genocide studies}}
{{wikisource|Convention on the Prevention and Punishment of the Crime of Genocide}}
* Tams, Christian J.; Berster, Lars; Schiffbauer, Björn (2024). ''The Genocide Convention – Article-by-Article Commentary'', 2nd edition. C.H. Beck / Nomos / Hart Publishing, {{ISBN|978-3-406-81272-9}}
* Henham, Ralph J.; Chalfont, Paul; Behrens, Paul (Editors 2007). ''The criminal law of genocide: international, comparative and contextual aspects'', Ashgate Publishing, Ltd., {{ISBN|0-7546-4898-2}}, {{ISBN|978-0-7546-4898-7}} [https://books.google.com/books?id=oBpEVAY0SqQC&pg=PA98&dq=genocide+ad+hoc#PPA98,M1 p. 98]
*{{cite book |last1=Weiss-Wendt |first1=Anton|author-link=Anton Weiss-Wendt |title=The Soviet Union and the Gutting of the UN Genocide Convention |date=2017 |publisher=University of Wisconsin Press |location=Madison |isbn=978-0-299-31290-9 |language=en}}
* [https://legal.un.org/avl/ha/cppcg/cppcg.html Introductory note] by [[William Schabas]] and [http://legal.un.org/avl/ha/cppcg/cppcg.html procedural history note] on the Genocide Convention in the [https://legal.un.org/avl/historicarchives.html Historic Archives of the United Nations Audiovisual Library of International Law]

{{International human rights legal instruments}}
{{International criminal law}}
{{United Nations}}
{{Authority control}}

{{DEFAULTSORT:Genocide Convention}}
[[Category:Human rights instruments]]
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